Senior Auditor
BNP Paribas
San Ramon,California,United States
11d ago

At Bank of the West, our people are having a positive impact on the world. We’re investing where we feel we can make the most impact, like advancing diversity and women entrepreneurship programs, financing for more small businesses, and promoting programs for sustainable energy.

From our locations across the U.S., Bank of the West is taking action to help protect the planet, improve people’s lives, and strengthen communities.

We are part of BNP Paribas, a global leader supporting the UN Sustainable Development Goals (SDGs). Yes, we’re a bank, but as the bank for a changing world, we are continually seeking to improve the ways we help our customers, while contributing to more sustainable and equitable growth.

Job Description Summary

The Inspection Group, as the Bank's periodic control function (i.e., third line of defense), independently assesses the effectiveness of the permanent control function (i.

e., first and second lines of defense) to identify, measure, monitor, and control risks. The I is primarily responsible completing audit procedures for assigned areas.

Essential Job Functions

  • the preparation and updates risk assessments for assigned auditable entities for supervisory review. Assists with the validating the sufficiency and suitability of business corrective actions to address audit recommendations for supervisory review.
  • the preparation and updates risk assessments for assigned auditable entities for supervisory review.
  • Other Job Duties

  • the preparation and updates risk assessments for assigned auditable entities for supervisory review. Assists with the validating the sufficiency and suitability of business corrective actions to address audit recommendations for supervisory review.
  • the preparation and updates risk assessments for assigned auditable entities for supervisory review.
  • Performs other duties as assigned.
  • Required Experience

  • Requires advanced knowledge of job area typically obtained through advanced education combined with experience.
  • May have practical knowledge of project management.
  • Requires 5 years minimum prior relevant experience.
  • Education

  • Bachelor's Degree applicable and related field
  • Skills

  • Primary focus of role is on day-to-day execution of assigned areas of audit responsibilities with only limited supervision.
  • Maintains current on industry developments affected areas of assigned responsibilities.
  • Demonstrable strengths in one or more of the following :
  • Bank Audit Activities.
  • Banking laws and regulations; region and branch banking operations; asset and liability management; treasury (including derivatives);
  • lending (including evaluation of loan loss reserve, syndication desk, and other real estate owned); expenditures; deposits;
  • PC and telephone banking (including FCC requirements); related systems; etc.

  • Credit and Counterparty Activities.
  • Commercial and industrial lending; commercial real estate; trade finance; consumer lending; financial statement analysis;
  • loan underwriting and structure; valuation; highly-leverage transactions; accounting standards; Uniform Commercial Code;
  • capital markets and other non-traditional credit areas including off-balance sheet credit risk; etc.

  • Enterprise Risk Management Activities.
  • Enterprise Risk Management practices for large, complex banking organizations (LCBOs); capital management and planning;
  • stress testing; model risk governance and management; operational risk; financial reporting (including FDIC and state call reporting requirements, GAAP, and SEC requirements);
  • budgeting; cost accounting (including transfer pricing and cost allocation); incentive programs; etc.

  • IT Audit Activities.
  • Federal Financial Institutions Examination Council (FFIEC) and American National Standards Institute (ANSI) requirements;
  • application development and maintenance; computer operations; technical services; communications; information security (including system access control software, firewalls and encryption);
  • end user computing (including Internet, local and wide area networks, client server technology, and PCs); contingency planning;
  • operating systems (including associated program products); database structures and access methods; system analysis and design;
  • programming and data extract languages and techniques; etc.

  • Trust Audit Activities.
  • Common law and trust regulations; account administration (including ERISA requirements); operations; investment management;
  • mutual funds (including SEC requirements); real estate; trust tax; financial reporting (including FDIC and state call reporting requirements, GAAP, and SEC requirements); related systems; etc.

  • Technology Support.
  • Responsible for providing development and technical support on the key applications for the Inspection Group as well as acting as the primary technology liaison for the Inspection Group with the Bank and BNPP Inspection Generale (IG).
  • The successful candidate will have a solid VBA development background, strong understanding of the Bank’s technical infrastructure, and a desire and aptitude to learn and deploy new technologies; etc.

    Equal Employment Opportunity Policy

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