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    40 701jobs - Page 1 of 5 (0.15 seconds)
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    Mutual of Omaha
    |
    Ashburn, Virginia
    - 17d ago
    Securities and advisory services offered through Employer Investor Services, Inc. Member FINRA SIPC...
    Junior Financial Representative | Ashburn, VA, United States
    Entry Level-Sales | Ashburn, VA, United States
    Mutual of America
    |
    Boca Raton, Florida
    - 3d ago
    Salary : $37,000 to $40,000,
    This opportunity requires a college degree. or. a FINRA Series 6 license, and offers a competitive... QUALIFICATIONS. College Degree. or. a currently active FINRA Series 6 License. If not FINRA licensed...
    Palmetto Investment Consultants, LLC
    |
    Rock Hill, South Carolina
    - 15d ago
    Job Description. FINRA REGISTERED FINANCIAL OPERATIONS ASSOCIATE. Full Time. (Rock Hill, SC). Excellent... If you are a registered FINRA securities representative, please contact us. (Examples. Series 7,63,65,66...
    FINRA
    |
    New York
    - 15d ago
    Senior Vice President and Member Supervision Head of Data Analytics and Technology, All FINRA. FINRAs... FINRAs mission is Investor Protection, Market Integrity and our Member Supervision group is at the heart...
    Financial Industry Regulatory Authority, Inc.
    |
    Philadelphia, Pennsylvania
    - 11d ago
    Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well qualified... Draft press releases with support of Enforcement teams and in collaboration with FINRA Corporate...
    Financial Industry Regulatory Authority, Inc.
    |
    New York, New York
    - 15d ago
    Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well qualified... Ensure regulatory programs serve departmental goals and FINRA's mission in an efficient and effective...
    Brighthouse Financial, Inc.
    |
    Charlotte, North Carolina
    - 3d ago
    Bachelor's degree in marketing, communications or related discipline preferred. 1 3 years relevant business experience. Current FINRA series 6 license or the ability to obtain within 6 months of...
    Annuity Marketing Associate | Charlotte, NC, USA
    Underwriting Consultant | Charlotte, NC, USA
    Mutual of Omaha
    |
    Ashburn, Virginia
    - 10d ago
    Member FINRA SIPC. Strong company ratings. Insurance rating and information agencies A.M. Best, Standard & Poor's and Moody's all agree we are one of the best. Solid consumer brand awareness...
    Mutual of Omaha
    |
    Ashburn, Virginia
    - 15d ago
    Securities and advisory services offered through Employer Investor Services, Inc. Member FINRA SIPC...
    JobLeads
    |
    New York, New York
    - 12d ago
    Salary : 125.000 - 150.000
    Senior Vice President and Member Supervision Head of Data Analytics and Technology, All FINRA. FINRAs... FINRAs mission is Investor Protection, Market Integrity and our Member Supervision group is at the heart...
    JobLeads
    |
    Virginia
    - 12d ago
    Salary : 60.000 - 80.000
    About FINRA The Financial Industry Regulatory Authority (FINRA) is seeking a well qualified individual... Draft press releases with support of Enforcement teams and in collaboration with FINRA Corporate...
    Manulife Financial Corporation
    |
    Boston, Massachusetts
    - 17d ago
    Maintain active knowledge of capital market trends. Travel as needed, attending industry conferences and key relationship meetings & events. FINRA Series 7 and 63 or 66 required...
    KeyCorp
    |
    Lowville, New York
    - 10d ago
    Investment products are offered through Key Investment Services LLC (KIS), member FINRA SIPC. Insurance products are offered through KeyCorp Insurance Agency USA, Inc. (KIA). KIS and KIA are...
    The Compliance Search Group, LLC
    |
    New York, New York
    - 17h ago
    FINRA, Federal Reserve), internal infrastructure support and front office personnel, in the development... regulatory exams by regulators such as FINRA, CFTC, SEC and the Chicago Federal Reserve and audits of...
    The Timmermann Group
    |
    Breese, Illinois
    - 3d ago
    Two. years working on financial plans, investment background (mutual funds, annuities) or life insurance concepts. At least two years with financial planning software. Finra Series 6 or 7, 63...
    49 Financial
    |
    Austin, Texas
    - 12d ago
    A four year college degree is preferred and relevant professional FINRA securities registrations are a... state life and health licenses, FINRA Series 7 and 63 66 registrations. MBA, JD, CFP , CPA or ChFC are...
    Elevations Credit Union System
    |
    Louisville, Colorado
    - 12d ago
    Salary : $100
    Follows the rules and regulations set forth by the credit union, FINRA, SEC and the broker dealer... Required Education and Experience. FINRA Series 7 and Series 66 or 65 required. State Life and Health...
    Kaufman Dolowich & Voluck
    |
    Fort Lauderdale, Florida
    - 3h ago
    Be able to produce TOCs and TOAs manually & accurately. Arbitration Experience (AAA, FINRA). Proficient... 7 years of litigation experience in a law firm. Experience with FINRA a plus. Strong verbal and...
    New York Life
    |
    Pittsburgh, Pennsylvania
    - 14h ago
    Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA SIPC), A Licensed Insurance Agency. EOE M F D V SO. by Jobble...
    Insurance Agent | Pittsburgh, PA, United States
    Goldman Sachs
    |
    New York, New York
    - 15d ago
    Attention to details, patience, and ability to multi task under pressure. Creative thinker. Collaborative and team work oriented. Proficiency in Windows Technology. FINRA Series 7 and 63...
    HSBC Group
    |
    Chicago, Illinois
    - 18d ago
    Be an ambassador for HSBC and develop the bank's profile in the local community, with a particular focus on international business. Role as a FINRA Registered Representative. Identify cross sell...
    Mitsubishi UFJ Financial Group, Inc.
    |
    Jersey City, New Jersey
    - 16d ago
    FFIEC, OCC, FINRA, Federal Reserve Bank. Qualifications. High level components, have experience in business continuity and disaster recovery, and overall risk management, along with Third Party...
    State Street Corporation
    |
    Quincy, Massachusetts
    - 8d ago
    Including associated regulators and self regulatory agencies such as the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA). Demonstrated understanding...
    TD Bank
    |
    Falmouth, Maine
    - 16d ago
    Working knowledge and interest in related risks and regulations, such as Regulation 9, FINRA, and SEC rules. Requires working professional level knowledge of the functional area and or business...
    Woodmen of the World Life Insurance Society
    |
    Omaha, Nebraska
    - 16d ago
    Performs other duties as assigned by management. QUALIFICATIONS. Must have or obtain FINRA Series 6, 26 and 63 licenses within 12 months of hire and possess industry experience. In depth...